# Charles Schwab Corporation

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:eae9983b-18cd-400c-b259-09c17a2bc051 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/charles-schwab-corporation |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 52 |
| Claims under review | 1 |
| Evidence records | 12 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-11-04T04:49:32.295179+00:00 |
| Last reviewed | 2026-11-04T04:49:32.295179+00:00 |

## Identity

- Legal name: SCHWAB CHARLES CORP
- Display name: Charles Schwab Corporation

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-11-04T10:55:17.516092+00:00 |
| Completeness | 0.455 |
| Record Quality | 0.837 |
| Directors | 15 |
| Committees | 11 |
| Governance events | 38 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | PUBLISHED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Arun Sarin: Independent Director. Status: current. Independent: true. Since: 2009-01-01. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:11
- Carolyn Schwab-Pomerantz: Director. Status: current. Independent: false. Since: 2022-01-01. Committees: Risk (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:12
- Charles A. Ruffel: Independent Director. Status: current. Independent: true. Since: 2018-01-01. Committees: Audit (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:13
- Charles R. Schwab: Chair. Status: current. Independent: false. Since: 1986-01-01. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:9
- Christopher V. Dodds: Independent Director. Status: current. Independent: true. Since: 2014-01-01. Committees: Nominating and Corporate Governance (member); Nominating and Corporate Governance; Risk (member); Risk (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:14
- Frank C. Herringer: Independent Director. Status: current. Independent: true. Since: 1996-01-01. Committees: Compensation (member); Compensation; Nominating and Corporate Governance · Chair (member); Nominating and Corporate Governance (chair). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:15
- Gerri K. Martin-Flickinger: Independent Director. Status: current. Independent: true. Since: 2020-01-01. Committees: Audit (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:16
- Joan T. Dea: Independent Director. Status: current. Independent: true. Since: 2017-01-01. Committees: Compensation (member); Compensation; Nominating and Corporate Governance (member); Nominating and Corporate Governance (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:17
- John K. Adams, Jr.: Independent Director. Status: current. Independent: true. Since: 2015-01-01. Committees: Audit (chair); Audit · Chair (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:18
- Marianne C. Brown: Independent Director. Status: current. Independent: true. Since: 2020-01-01. Committees: Risk (chair); Risk · Chair (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:19
- Paula A. Sneed: Independent Director. Status: current. Independent: true. Since: 2002-01-01. Committees: Compensation (chair); Compensation · Chair (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:20
- Richard A. Wurster: Director. Status: current. Independent: false. Since: 2025-01-01. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:21
- Stephen A. Ellis: Independent Director. Status: current. Independent: true. Since: 2012-01-01. Committees: Audit (member); Audit; Nominating and Corporate Governance (member); Nominating and Corporate Governance (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:22
- Walter W. Bettinger II: Chair. Status: current. Independent: false. Since: 2008-01-01. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:10
- Arun Sarin: Director (committee appointment). Status: unknown. Independent: NOT_PUBLISHED. Since: NOT_PUBLISHED. Committees: Nominating and Corporate Governance (member); Risk (member). claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_record:39

## Committees

- Audit (audit). Chair: John K. Adams, Jr.. Members: John K. Adams, Jr. (chair, current); Charles A. Ruffel (member, current); Gerri K. Martin-Flickinger (member, current); Stephen A. Ellis (member, current). committee_id=alpha:committee:charles-schwab-corporation:audit
- Audit · Chair (audit). Chair: NOT_PUBLISHED. Members: John K. Adams, Jr. (member, current). committee_id=alpha:committee:charles-schwab-corporation:audit-chair
- Audit; Nominating and Corporate Governance (audit). Chair: NOT_PUBLISHED. Members: Stephen A. Ellis (member, current). committee_id=alpha:committee:charles-schwab-corporation:audit-nominating-and-corporate-governance
- Compensation (compensation). Chair: Paula A. Sneed. Members: Paula A. Sneed (chair, current); Frank C. Herringer (member, current); Joan T. Dea (member, current). committee_id=alpha:committee:charles-schwab-corporation:compensation
- Compensation · Chair (compensation). Chair: NOT_PUBLISHED. Members: Paula A. Sneed (member, current). committee_id=alpha:committee:charles-schwab-corporation:compensation-chair
- Compensation; Nominating and Corporate Governance (compensation). Chair: NOT_PUBLISHED. Members: Joan T. Dea (member, current). committee_id=alpha:committee:charles-schwab-corporation:compensation-nominating-and-corporate-governance
- Compensation; Nominating and Corporate Governance · Chair (compensation). Chair: NOT_PUBLISHED. Members: Frank C. Herringer (member, current). committee_id=alpha:committee:charles-schwab-corporation:compensation-nominating-and-corporate-governance-chair
- Nominating and Corporate Governance (nominating_governance). Chair: Frank C. Herringer. Members: Frank C. Herringer (chair, current); Arun Sarin (member, current); Christopher V. Dodds (member, current); Joan T. Dea (member, current); Stephen A. Ellis (member, current). committee_id=alpha:committee:charles-schwab-corporation:nominating-and-corporate-governance
- Nominating and Corporate Governance; Risk (nominating_governance). Chair: NOT_PUBLISHED. Members: Christopher V. Dodds (member, current). committee_id=alpha:committee:charles-schwab-corporation:nominating-and-corporate-governance-risk
- Risk (risk). Chair: Marianne C. Brown. Members: Marianne C. Brown (chair, current); Arun Sarin (member, current); Carolyn Schwab-Pomerantz (member, current); Christopher V. Dodds (member, current). committee_id=alpha:committee:charles-schwab-corporation:risk
- Risk · Chair (risk). Chair: NOT_PUBLISHED. Members: Marianne C. Brown (member, current). committee_id=alpha:committee:charles-schwab-corporation:risk-chair

## Executive leadership

- Dennis W. Howard: Managing Director, Chief Technology, Operations and Data Officer. Status: current. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:23
- Michael D. Verdeschi: Managing Director and Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:24
- Nigel J. Murtagh: Managing Director and Chief Risk Officer [CRO]. Status: current. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:25
- Patrick J. Forkin III: Managing Director, General Counsel, and Corporate Secretary [GC]. Status: current. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:26
- Paul V. Woolway: Managing Director and Chief Banking Officer. Status: current. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:27
- Peter J. Morgan III: Managing Director, General Counsel, and Corporate Secretary [GC]. Status: current. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:28
- Richard A. Wurster: President and Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:29

## Governance events

- EXECUTIVE_APPOINTED: Dennis W. Howard executive of Charles Schwab Corporation, effective 2026-02-25. Effective: 2026-02-25. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:iw59u61vesz2o
- CFO_ROLE_RECORDED: Michael D. Verdeschi executive of Charles Schwab Corporation, effective 2026-02-25. Effective: 2026-02-25. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:e51r7k4u088
- EXECUTIVE_APPOINTED: Nigel J. Murtagh executive of Charles Schwab Corporation, effective 2026-02-25. Effective: 2026-02-25. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:1br4rvlke1ebd
- GC_ROLE_RECORDED: Patrick J. Forkin III executive of Charles Schwab Corporation, effective 2026-02-25. Effective: 2026-02-25. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:12we0gq1i56fba
- EXECUTIVE_APPOINTED: Paul V. Woolway executive of Charles Schwab Corporation, effective 2026-02-25. Effective: 2026-02-25. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:u1jb5e19vyihg
- GC_ROLE_RECORDED: Peter J. Morgan III executive of Charles Schwab Corporation, effective 2026-02-25. Effective: 2026-02-25. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:xodbs39o0orz
- CEO_ROLE_RECORDED: Richard A. Wurster executive of Charles Schwab Corporation, effective 2026-02-25. Effective: 2026-02-25. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:1dn07l8e0e9eq
- DIRECTOR_APPOINTED: Richard A. Wurster seat on Charles Schwab Corporation, effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:i6bew61ur8qrc
- DIRECTOR_APPOINTED: Carolyn Schwab-Pomerantz seat on Charles Schwab Corporation, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:qkg0pl11c388v
- DIRECTOR_APPOINTED: Gerri K. Martin-Flickinger seat on Charles Schwab Corporation, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:drrq7j6llb35
- DIRECTOR_APPOINTED: Marianne C. Brown seat on Charles Schwab Corporation, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:1r3dmv61ftq9hu
- COMMITTEE_CREATED: Risk · Chair committee of Charles Schwab Corporation, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:10gkwiq1pynyxe
- COMMITTEE_MEMBER_ADDED: Marianne C. Brown member of Risk · Chair, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:j9suzcftiwpy
- DIRECTOR_APPOINTED: Charles A. Ruffel seat on Charles Schwab Corporation, effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:ccjndlq0prtr
- COMMITTEE_MEMBER_ADDED: Charles A. Ruffel member of Audit, effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:14hi64fnn5hkd
- DIRECTOR_APPOINTED: Joan T. Dea seat on Charles Schwab Corporation, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:fcto0218tpb9g
- COMMITTEE_CREATED: Compensation; Nominating and Corporate Governance committee of Charles Schwab Corporation, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:33izjm1d2u0x0
- COMMITTEE_MEMBER_ADDED: Joan T. Dea member of Compensation; Nominating and Corporate Governance, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:b4pp8dsju0sf
- DIRECTOR_APPOINTED: John K. Adams, Jr. seat on Charles Schwab Corporation, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:hneykn1b8kvzt
- COMMITTEE_CREATED: Audit · Chair committee of Charles Schwab Corporation, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:7i51ht5xgy5x
- COMMITTEE_MEMBER_ADDED: John K. Adams, Jr. member of Audit · Chair, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:cycsef5l05qz
- DIRECTOR_APPOINTED: Christopher V. Dodds seat on Charles Schwab Corporation, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:1f2lmko8h6eq8
- COMMITTEE_CREATED: Nominating and Corporate Governance; Risk committee of Charles Schwab Corporation, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:1vddofeaxofjg
- COMMITTEE_MEMBER_ADDED: Christopher V. Dodds member of Nominating and Corporate Governance; Risk, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:m3i6ds19r8re4
- DIRECTOR_APPOINTED: Stephen A. Ellis seat on Charles Schwab Corporation, effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:dbwprnebzmqj
- COMMITTEE_CREATED: Audit; Nominating and Corporate Governance committee of Charles Schwab Corporation, effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:c4iyj7rby0j7
- COMMITTEE_MEMBER_ADDED: Stephen A. Ellis member of Audit; Nominating and Corporate Governance, effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:185vqmn1snaw85
- DIRECTOR_APPOINTED: Arun Sarin seat on Charles Schwab Corporation, effective 2009-01-01. Effective: 2009-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:a3az3x16on0op
- DIRECTOR_APPOINTED: Walter W. Bettinger II seat on Charles Schwab Corporation, effective 2008-01-01. Effective: 2008-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:1urjpyh1rh0oup
- BOARD_CHAIR_ROLE_RECORDED: Walter W. Bettinger II chairs board Charles Schwab Corporation, effective 2008-01-01. Effective: 2008-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:126ywen19uowp9
- DIRECTOR_APPOINTED: Paula A. Sneed seat on Charles Schwab Corporation, effective 2002-01-01. Effective: 2002-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:41kl3014t5qko
- COMMITTEE_CREATED: Compensation · Chair committee of Charles Schwab Corporation, effective 2002-01-01. Effective: 2002-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:1if4f421aatx04
- COMMITTEE_MEMBER_ADDED: Paula A. Sneed member of Compensation · Chair, effective 2002-01-01. Effective: 2002-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:yaq7gd113salf
- DIRECTOR_APPOINTED: Frank C. Herringer seat on Charles Schwab Corporation, effective 1996-01-01. Effective: 1996-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:19o4tudttrzex
- COMMITTEE_CREATED: Compensation; Nominating and Corporate Governance · Chair committee of Charles Schwab Corporation, effective 1996-01-01. Effective: 1996-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:s19fi91p9ul1t
- COMMITTEE_MEMBER_ADDED: Frank C. Herringer member of Compensation; Nominating and Corporate Governance · Chair, effective 1996-01-01. Effective: 1996-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:ngpube1679w1q
- DIRECTOR_APPOINTED: Charles R. Schwab seat on Charles Schwab Corporation, effective 1986-01-01. Effective: 1986-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:1ecdhid1ddh6s5
- BOARD_CHAIR_ROLE_RECORDED: Charles R. Schwab chairs board Charles Schwab Corporation, effective 1986-01-01. Effective: 1986-01-01. Detected: 2026-11-04T04:49:32.295179+00:00. event_id=alpha:event:transition:1s6b5ali9ojs5

## Scoped resources

- `alpha://company/charles-schwab-corporation` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record
- `alpha://company/charles-schwab-corporation/identity` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=identity
- `alpha://company/charles-schwab-corporation/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=corporate-structure
- `alpha://company/charles-schwab-corporation/board` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=board
- `alpha://company/charles-schwab-corporation/committees` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=committees
- `alpha://company/charles-schwab-corporation/leadership` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=leadership
- `alpha://company/charles-schwab-corporation/ownership` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=ownership
- `alpha://company/charles-schwab-corporation/financials` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=financials
- `alpha://company/charles-schwab-corporation/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=capital-structure
- `alpha://company/charles-schwab-corporation/compensation` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=compensation
- `alpha://company/charles-schwab-corporation/governance` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=governance
- `alpha://company/charles-schwab-corporation/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=shareholder-governance
- `alpha://company/charles-schwab-corporation/audit` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=audit
- `alpha://company/charles-schwab-corporation/legal` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=legal
- `alpha://company/charles-schwab-corporation/risk` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=risk
- `alpha://company/charles-schwab-corporation/cyber` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=cyber
- `alpha://company/charles-schwab-corporation/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=ai-governance
- `alpha://company/charles-schwab-corporation/agents` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=agents
- `alpha://company/charles-schwab-corporation/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=ecosystem
- `alpha://company/charles-schwab-corporation/events` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=events
- `alpha://company/charles-schwab-corporation/relationships` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=relationships
- `alpha://company/charles-schwab-corporation/assessments` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=assessments
- `alpha://company/charles-schwab-corporation/evidence` (contract): https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:31: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:john-k-adams-jr","name":"John K. Adams, Jr."},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:charles-a-ruffel","name":"Charles A. Ruffel"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:33: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:gerri-k-martin-flickinger","name":"Gerri K. Martin-Flickinger"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:34: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:stephen-a-ellis","name":"Stephen A. Ellis"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:36: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:paula-a-sneed","name":"Paula A. Sneed"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:37: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:frank-c-herringer","name":"Frank C. Herringer"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:38: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:joan-t-dea","name":"Joan T. Dea"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:40: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:frank-c-herringer","name":"Frank C. Herringer"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:41: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:arun-sarin","name":"Arun Sarin"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:42: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:christopher-v-dodds","name":"Christopher V. Dodds"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:43: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:joan-t-dea","name":"Joan T. Dea"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:44: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:stephen-a-ellis","name":"Stephen A. Ellis"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:46: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"chair","person":{"alpha_id":"alpha:person:marianne-c-brown","name":"Marianne C. Brown"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:47: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:arun-sarin","name":"Arun Sarin"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:48: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:carolyn-schwab-pomerantz","name":"Carolyn Schwab-Pomerantz"},"source_id":"board_seats"}`
- Claim alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:49: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:christopher-v-dodds","name":"Christopher V. Dodds"},"source_id":"board_seats"}`

## Leadership

- Charles R. Schwab: Chair. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:9. Valid from: 1986-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Walter W. Bettinger II: Chair. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:10. Valid from: 2008-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Arun Sarin: Independent Director. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:11. Valid from: 2009-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Carolyn Schwab-Pomerantz: Director, Risk. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:12. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Charles A. Ruffel: Independent Director, Audit. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:13. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Christopher V. Dodds: Independent Director, Nominating and Corporate Governance; Risk. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:14. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Frank C. Herringer: Independent Director, Compensation; Nominating and Corporate Governance · Chair. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:15. Valid from: 1996-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Gerri K. Martin-Flickinger: Independent Director, Audit. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:16. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Joan T. Dea: Independent Director, Compensation; Nominating and Corporate Governance. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:17. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- John K. Adams, Jr.: Independent Director, Audit · Chair. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:18. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Marianne C. Brown: Independent Director, Risk · Chair. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:19. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Paula A. Sneed: Independent Director, Compensation · Chair. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:20. Valid from: 2002-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Richard A. Wurster: Director. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:21. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Stephen A. Ellis: Independent Director, Audit; Nominating and Corporate Governance. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:22. Valid from: 2012-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c.
- Dennis W. Howard: Managing Director, Chief Technology, Operations and Data Officer. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:23. Valid from: 2026-02-25. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:b40214cbb04aa3a279d525b77ada5ddae0ea4b9b0faa9d19fbbfef6c9301ed10.
- Michael D. Verdeschi: Managing Director and Chief Financial Officer. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:24. Valid from: 2026-02-25. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:074bd2ba4cb780cbcda7b6467e2ece98f2e256e93a2249cb32d91bf6338b6b37.
- Nigel J. Murtagh: Managing Director and Chief Risk Officer. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:25. Valid from: 2026-02-25. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:340fb88c80afd17197495c7c79ca7421ed70e006c19db817a55cb51a55b27282.
- Patrick J. Forkin III: Managing Director, General Counsel, and Corporate Secretary. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:26. Valid from: 2026-02-25. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1561774af9855f3a685ff4a8c3dfe41caa0088546b7b693e98ec51f47433d084.
- Paul V. Woolway: Managing Director and Chief Banking Officer. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:27. Valid from: 2026-02-25. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8df0d1a8f5149c3127db1fef985e69ff3a8372aca615246290cef82b4084b2bc.
- Peter J. Morgan III: Managing Director, General Counsel, and Corporate Secretary. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:28. Valid from: 2026-02-25. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:52b46e39a5b07a1e163c3461d6e6b07dbbbf765379fbcca1f7c50bd99312aecb.
- Richard A. Wurster: President and Chief Executive Officer. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:leadership_role:29. Valid from: 2026-02-25. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:839a9d9e06862191fb35ad7f8bb07f79ba957693c6b027b382b95052ab8a6a1f.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- Audit: Chair John K. Adams, Jr.; Members John K. Adams, Jr. (Chair); Charles A. Ruffel; Gerri K. Martin-Flickinger; Stephen A. Ellis. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_record:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Compensation: Chair Paula A. Sneed; Members Paula A. Sneed (Chair); Frank C. Herringer; Joan T. Dea. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_record:35. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Nominating and Corporate Governance: Chair Frank C. Herringer; Members Frank C. Herringer (Chair); Arun Sarin; Christopher V. Dodds; Joan T. Dea; Stephen A. Ellis. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_record:39. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Risk: Chair Marianne C. Brown; Members Marianne C. Brown (Chair); Arun Sarin; Carolyn Schwab-Pomerantz; Christopher V. Dodds. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_record:45. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- S&P 500 (SPX). Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:index_membership:50. Valid from: 1997-06-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:827a22a1567eda11fa866650563f33918ee2975144378fa7fd6f46399da5427a.

## Legal Name

- SCHWAB CHARLES CORP. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:995827ba17f0050d5b8fd53338cdb099f1cdb14f269376c77eacff83ae4cb45b.

## Entity Status

- Public listing published. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:995827ba17f0050d5b8fd53338cdb099f1cdb14f269376c77eacff83ae4cb45b.

## Official Website

- https://www.aboutschwab.com. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:official_website:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:94430a62869cd69d4ff8989731919c40995732aaccfce3cf6d1985f4b48f49c4.

## Published Fact

- US. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:995827ba17f0050d5b8fd53338cdb099f1cdb14f269376c77eacff83ae4cb45b.
- DE. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:published_fact:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:995827ba17f0050d5b8fd53338cdb099f1cdb14f269376c77eacff83ae4cb45b.
- Financials. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:published_fact:7. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:995827ba17f0050d5b8fd53338cdb099f1cdb14f269376c77eacff83ae4cb45b.
- https://www.aboutschwab.com. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:published_fact:8. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:94430a62869cd69d4ff8989731919c40995732aaccfce3cf6d1985f4b48f49c4.

## Committee Appointment

- John K. Adams, Jr.: chair, Audit. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Charles A. Ruffel: member, Audit. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Gerri K. Martin-Flickinger: member, Audit. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:33. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Stephen A. Ellis: member, Audit. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:34. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Paula A. Sneed: chair, Compensation. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:36. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Frank C. Herringer: member, Compensation. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:37. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Joan T. Dea: member, Compensation. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:38. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Frank C. Herringer: chair, Nominating and Corporate Governance. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:40. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Arun Sarin: member, Nominating and Corporate Governance. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:41. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Christopher V. Dodds: member, Nominating and Corporate Governance. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:42. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Joan T. Dea: member, Nominating and Corporate Governance. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:43. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Stephen A. Ellis: member, Nominating and Corporate Governance. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:44. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Marianne C. Brown: chair, Risk. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:46. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Arun Sarin: member, Risk. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:47. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Carolyn Schwab-Pomerantz: member, Risk. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:48. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.
- Christopher V. Dodds: member, Risk. Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:committee_appointment:49. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce.

## Security Listing

- SCHW (NYSE). Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:security_listing:51. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:995827ba17f0050d5b8fd53338cdb099f1cdb14f269376c77eacff83ae4cb45b.
- SCHW-PD (NYSE). Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:security_listing:52. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:995827ba17f0050d5b8fd53338cdb099f1cdb14f269376c77eacff83ae4cb45b.
- SCHW-PJ (NYSE). Claim: alpha:claim:company:eae9983b-18cd-400c-b259-09c17a2bc051:security_listing:53. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:995827ba17f0050d5b8fd53338cdb099f1cdb14f269376c77eacff83ae4cb45b.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:995827ba17f0050d5b8fd53338cdb099f1cdb14f269376c77eacff83ae4cb45b: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/charles-schwab-corporation).
- alpha:projection-evidence:94430a62869cd69d4ff8989731919c40995732aaccfce3cf6d1985f4b48f49c4: [SCHWAB CHARLES CORP Form 10-K (filed 2026-02-25)](https://www.sec.gov/Archives/edgar/data/316709/000031670926000009/schw-20251231.htm).
- alpha:projection-evidence:document:e73bd667312d9a49720fd5f1b26c165456b58fcf5ed48421b826037b635d3e4c: [The Charles Schwab Corporation DEF 14A 2026-04-06](https://www.sec.gov/Archives/edgar/data/316709/000119312526142826/d930509ddef14a.htm).
- alpha:projection-evidence:document:b40214cbb04aa3a279d525b77ada5ddae0ea4b9b0faa9d19fbbfef6c9301ed10: [SCHW-PD 10-K executive officers](https://www.sec.gov/Archives/edgar/data/316709/000031670926000009/schw-20251231.htm).
- alpha:projection-evidence:document:074bd2ba4cb780cbcda7b6467e2ece98f2e256e93a2249cb32d91bf6338b6b37: [SCHW-PJ 10-K executive officers](https://www.sec.gov/Archives/edgar/data/316709/000031670926000009/schw-20251231.htm).
- alpha:projection-evidence:document:340fb88c80afd17197495c7c79ca7421ed70e006c19db817a55cb51a55b27282: [SCHW-PJ 10-K executive officers](https://www.sec.gov/Archives/edgar/data/316709/000031670926000009/schw-20251231.htm).
- alpha:projection-evidence:document:1561774af9855f3a685ff4a8c3dfe41caa0088546b7b693e98ec51f47433d084: [SCHW 10-K executive officers](https://www.sec.gov/Archives/edgar/data/316709/000031670926000009/schw-20251231.htm).
- alpha:projection-evidence:document:8df0d1a8f5149c3127db1fef985e69ff3a8372aca615246290cef82b4084b2bc: [SCHW-PD 10-K executive officers](https://www.sec.gov/Archives/edgar/data/316709/000031670926000009/schw-20251231.htm).
- alpha:projection-evidence:document:52b46e39a5b07a1e163c3461d6e6b07dbbbf765379fbcca1f7c50bd99312aecb: [SCHW-PD 10-K executive officers](https://www.sec.gov/Archives/edgar/data/316709/000031670926000009/schw-20251231.htm).
- alpha:projection-evidence:document:839a9d9e06862191fb35ad7f8bb07f79ba957693c6b027b382b95052ab8a6a1f: [SCHW-PD 10-K executive officers](https://www.sec.gov/Archives/edgar/data/316709/000031670926000009/schw-20251231.htm).
- alpha:projection-evidence:8199573060f22c1e98a355e37cd6ccd8d7c387a490a8cd54b7268b75785166ce: [Audit](https://www.sec.gov/Archives/edgar/data/316709/000119312526142826/d930509ddef14a.htm).
- alpha:projection-evidence:827a22a1567eda11fa866650563f33918ee2975144378fa7fd6f46399da5427a: [S&P 500](https://www.slickcharts.com/sp500).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/charles-schwab-corporation)
- [Public Markdown](https://registry.alpha.ac/companies/charles-schwab-corporation.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/charles-schwab-corporation?format=jsonld)
- MCP resource: `alpha://companies/charles-schwab-corporation` at https://mcp.alpha.ac/mcp


## Connected governance records

Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.

## Critical-risk oversight

Snapshot as of 2026-11-04T10:55:17.016165+00:00; recorded 2026-11-04T10:55:17.016165+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.