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Machine representations

Inspect the same governed public record as Markdown, structured data, or a retrieval endpoint.

Canonical entity
alpha:person:d-james-umpleby-iii
Schema
alpha.governance.entity.public.v1
Last reviewed
2026-05-07T18:25:07.783+00:00
Verification
corroborated
Ownership
unclaimed

Markdown

https://registry.alpha.ac/people/d-james-umpleby-iii.md
Open Markdown

D. James Umpleby III

Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

Record

FieldValue
Representationalpha-profile-markdown-v3
ProtocolAlpha Governance Facts Protocol 0.1
Schemaalpha.governance.entity.public.v1
Record versionpublic-0
Canonical entityalpha:person:d-james-umpleby-iii
Entity typePerson
Canonical URLhttps://registry.alpha.ac/people/d-james-umpleby-iii
PublicationPUBLISHED
Verificationcorroborated
Verification schemaalpha-verification-states-v1
Ownershipunclaimed
Published claims22
Claims under review0
Evidence records9
Conflicts0
Conflicts in internal review2
Observed2026-09-12T13:15:16.71025+00:00
Last reviewed2026-05-07T18:25:07.783+00:00

Identity

  • Legal name: D. James Umpleby III
  • Display name: D. James Umpleby III

Leadership

  • PUBLISHED

Roles

  • Chair at Caterpillar Inc.. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:5.
  • Director at Chevron Corporation. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:7.

Governance

  • PUBLISHED

Board committees

  • PUBLISHED

AI and ML experience

  • AI and ML experience: not identified in the cited filing. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1, alpha:evidence:person:d-james-umpleby-iii:3.

AI expertise

  • AI expertise: not identified in the cited filing. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:8, alpha:evidence:person:d-james-umpleby-iii:9.

AI governance relevance

  • AI governance relevance: not identified in the cited filing. Publication: PUBLISHED. Verification: source_reported. Review: internal_review. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:9.
  • AI governance relevance reported from role and filings. Publication: PUBLISHED. Verification: source_reported. Review: internal_review. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:8.

Board independence

  • Independent director. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:6.

Board membership

  • Serves on the board of Caterpillar Inc.. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:5, alpha:evidence:person:d-james-umpleby-iii:6.
  • Serves on the board of Chevron. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:6, alpha:evidence:person:d-james-umpleby-iii:7.

Board role

  • Board role: Chair. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:4.
  • Board role: Director. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1.

Committee assignments

  • No committee assignment disclosed in the cited filing. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:4, alpha:evidence:person:d-james-umpleby-iii:6.
  • Committee assignments: Nominating/Governance, ESG. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1.

Cybersecurity experience

  • Cybersecurity experience: not identified in the cited filing. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1, alpha:evidence:person:d-james-umpleby-iii:3.

Executive company

  • Executive at Caterpillar Inc.. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:4, alpha:evidence:person:d-james-umpleby-iii:3, alpha:evidence:person:d-james-umpleby-iii:8.
  • Executive at Citizens Financial Group, Inc.. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:2, alpha:evidence:person:d-james-umpleby-iii:9.

Executive function

  • Enterprise Leadership (EXECUTIVE_CHAIRMAN). Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:8.
  • Other Executive (OTHER_EXECUTIVE). Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:9.

Executive title

  • Executive title: Executive Chairman. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:4, alpha:evidence:person:d-james-umpleby-iii:3, alpha:evidence:person:d-james-umpleby-iii:8.
  • Executive title: Executive Officer. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:2, alpha:evidence:person:d-james-umpleby-iii:9.

Technology background

  • Technology background: not identified in the cited filing. Publication: PUBLISHED. Verification: source_reported. Review: internal_review. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:3.
  • Technology background reported in filings. Publication: PUBLISHED. Verification: source_reported. Review: internal_review. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1.

Coverage states

FieldValue
IdentityPUBLISHED
BusinessNOT_APPLICABLE
LeadershipPUBLISHED
Board and committeesPUBLISHED
GovernancePUBLISHED
FinancialsNOT_APPLICABLE
WorkforceNOT_APPLICABLE
OwnershipNOT_APPLICABLE
RatingsNOT_PUBLISHED
Market and index contextNOT_APPLICABLE

Public sources

Rights

FieldValue
public_retrievalallowed
agent_retrievalallowed
redistributionnot_granted
model_trainingnot_granted
commercial_usenot_specified
relationship_pathfindingnot_granted
direct_contactnot_granted

Limitations

  • Only permissioned public claims and evidence are included.
  • Absence of a claim is not evidence that the underlying fact is false.
  • Public retrieval does not grant model-training or redistribution rights.
  • Private relationships and Council activity are excluded.

Alternate representations